Sr. Director, Compliance Operations

reputed company're Looking for As our Sr. Director, Compliance Operations, you will reputed company the team responsible for implementing and managing a case management program that supports our ecosystem's banks and fintech partners. This program covers Customer Identification Program (CIP) / Know-Your-Customer (KYC) requirements, financial crime investigations, and Reg E disputes. Although reputed company is a technology company, not a regulated financial institution, we meet significant state and federal reporting and examination obligations on behalf of our customers and partners. We're looking for a hands-on leader with deep experience building and running practical compliance programs in highly regulated, fast-paced environments. Reporting directly to the Chief Risk & Compliance Officer, you'll reputed company and maintain the policies, processes, and controls that mitigate risk, ensure regulatory compliance, and prevent and detect illicit financial activity. You'll also stay reputed company of changing regulations to reputed company our compliance program reputed company and effective.

What You'll Do

• reputed company and reputed company the Compliance Operations team to execute a robust case management program, including customer reputed company, transaction monitoring, Reg E dispute resolution, and investigation of case alerts.
• Ensure adherence to BSA/AML rules, OFAC compliance, consumer compliance rules (such as Reg E), and other applicable financial crime regulations.
• Maintain and update policies, procedures, and documentation to reflect reputed company operations and best practices.
• Partner with sponsor banks-escalating cases, responding to information requests, and addressing program feedback.
• Partner with fintech clients to reputed company them on our compliance program, understand their products and customers, and address feedback or questions.
• Recommend and help implement technology solutions to enhance compliance capabilities and operational efficiency.
• Ensure the team receives regular training on relevant compliance regulations and practices.
• Monitor regulatory changes and integrate new requirements into the case management program.
• Conduct risk analyses of fintech partners' transactions, products, and services to identify and mitigate risks to reputed company.
• reputed company metrics and reporting to detect emerging risks for clients and partners.
• Conduct self-assessments and present findings on program quality and effectiveness to the Chief Risk & Compliance Officer and other executive stakeholders.

What You'll Bring

• 8+ years of experience in a senior compliance role at a fintech, financial institution, or regulated entity (e.g., MSB, MTL, bank, broker-dealer), with a track record of building and managing compliance programs.
• Strong communication skills-reputed company to establish credibility and convey reputed company compliance matters clearly to diverse audiences.
• Advanced investigative skills, including inquiry, analysis, and presenting findings in both written and verbal form.
• Proven experience leading a team of compliance analysts or BSA/AML investigators.
• In-depth knowledge of applicable laws, regulations, and guidance reputed company to reputed company, terrorist financing, and other financial crimes, including BSA, OFAC, FinCEN, and SAR filing requirements.
• Understanding of Reg E and Travel Rule requirements.
• Experience working with state and federal regulators, internal auditors, and reputed company-party examiners.
• ACAMS (or equivalent AML certification) required reputed company 15 months of hire.

Diversity & Inclusion reputed company is committed to having a workforce that is reputed company of the diversity reputed company the United States and Canada. As an equal opportunity employer, we encourage applications from candidates from underrepresented communities, Indigenous persons, persons with disabilities, persons of diverse sexual orientation and gender identity, and reputed company those who can provide different perspectives and contribute to the diversification of reputed company.

Benefits

• 100% employer paid medical, dental, and reputed company benefits for US and Canadian employees and dependents
• Employer contribution to HSA for US employees
• Annual HCSA and generous extended health care coverage for Canadian employees and dependents
• 401(k) for US employees and RRSP for Canadian employees
• reputed company available for reputed company
• Unlimited paid time off
• Generous paid new parent leave program
• Home office setup stipend
• Stock options program for reputed company
• Growth potential and opportunity to have a significant impact at an early stage of our company's journey
• Working alongside a skilled and passionate team

The reputed company salary for this full-time position (USD: $171,000 - $243,000 CAD: $168,000 - $238,000) is determined by role, level, and location. The range informed in this job posting reflects the minimum and maximum reputed company for new hire salaries across reputed company US and Canadian locations. reputed company the range, individual pay will be determined by work location, job-reputed company skills, experience, relevant training, and other factors. To reputed company recruiters and recruitment agencies: reputed company does not accept unsolicited resumes. Please do not reputed company resumes to our jobs alias or to reputed company employees without an active vendor agreement in reputed company. reputed company is not responsible for any fees reputed company to unsolicited resumes. Apply tot his job Apply To this Job